Tag
#Securities and Exchange Commission
SEC crypto rules put exchanges and broker-dealers on agenda
SEC crypto rules moved onto the agency's 2026 agenda, outlining proposals on exchanges, broker-dealers, custody and startup fundraising.
Merrill Lynch SEC fine: BofA (BAC) unit fined $7.5M
Merrill Lynch SEC fine totals $7.5 million after the regulator said the Bank of America unit failed to file required suspicious-activity reports.
Robinhood (HOOD) convertible notes: $2bn zero-coupon raise
Robinhood convertible notes priced at $2 billion give the platform new growth capital while reserving $290 million to limit dilution.
S&P 500 binary options: Schwab and Cboe test retail demand
S&P 500 binary options could reach Schwab accounts through Cboe, widening prediction-style trading inside mainstream retail brokerage.
Stock token trading: SEC move could reshape US markets
Stock token trading could move closer in the U.S. as the SEC weighs an exemption that may let crypto venues list tokenized shares.
CLARITY Act deadline: Senate crypto bill faces July 4 squeeze
CLARITY Act deadline pressure is building as Senate calendar math, ethics language and House differences cloud a July 4 crypto vote.
SEC Rule 611 rollback may unlock tokenized US stocks
SEC Rule 611 rollback could ease tokenized US stock trading on DeFi rails, but the proposal still faces a 60-day comment window.
SpaceX (SPCX) IPO draws 4x demand before Nasdaq debut
SpaceX IPO demand topped four times the shares available as the $75bn listing tests retail appetite, governance risk and AI IPO pricing.
Michael Saylor Bitcoin buy tests Strategy's $11.7bn loss
Michael Saylor Bitcoin buy signals are now a credibility test after Strategy sold 32 BTC and disclosed an $11.7bn unrealized loss.
SEC disgorgement power upheld by Supreme Court in 9-0 ruling
SEC disgorgement power remains intact after a 9-0 Supreme Court ruling preserved a central fraud-enforcement remedy for the agency.
Anthropic IPO lead over OpenAI turns into timing trade
Anthropic IPO timing may decide how public investors price OpenAI, SpaceX and the $4tn AI listing wave before filings expose cash burn.
Anthropic IPO filing tests $965bn AI valuation
Anthropic IPO filing moves a $965bn AI valuation toward Wall Street as investors weigh the SEC review and OpenAI race.
Singapore insider trading suspect denied bail in US case
Singapore insider trading suspect Zhi Ge was denied bail as he fights US extradition over alleged trades from 2017 to 2024.
SEC delays prediction-market ETFs as Atkins seeks input
The SEC delayed a wave of prediction-market ETFs after chair Paul Atkins said the agency would seek public input on whether event-contract funds belong in the ETF wrapper.
Oura IPO tests hardware against the 2026 AI listing wave
Oura IPO gives investors a rare hardware listing built on ring sales and paid health members as OpenAI and SpaceX dominate the 2026 calendar.
WLFI token slides 6% after Warren urges SEC probe
WLFI token fell 6.16 per cent after Senator Elizabeth Warren asked the SEC to investigate the Trump-linked World Liberty Financial project.
SEC tokenized-stock exemption excludes synthetic shares
SEC Commissioner Hester Peirce said the agency's tokenized-stock exemption would apply to equity-backed digital tokens, not synthetic products that only track share prices.
SEC delays tokenized stocks plan over third-party tokens
SEC delayed a proposed exemption for tokenized US stocks after market participants raised concerns about third-party tokens.
Nasdaq wins SEC approval for bitcoin index options
Nasdaq won SEC approval to list bitcoin index options, giving institutions another regulated hedging route while CFTC clearance is still pending.
SEC filer-status overhaul aims to widen IPO funnel
SEC filer-status overhaul would let more issuers keep lighter disclosure treatment, a shift the agency says could lower public-market costs.
Forbright (FRBT) files for Nasdaq IPO after revenue rises
Forbright reported $333.8 million of 2025 revenue and $87.9 million of net income in a Nasdaq IPO filing, while leaving pricing and size open.
Truth Social pulls bitcoin ETF filing, plans SEC refile
Truth Social's bitcoin ETF filing was withdrawn from the SEC as Yorkville said it planned to refile under a 1940 Act structure.
SEC enforcement falls to 16-year low as Atkins narrows targets
SEC case volume is dropping, but the shift toward fewer, higher-value fraud and disclosure actions may leave issuers and advisers with less guidance, not less risk.
BlackRock (BLK) files tokenized stablecoin reserve fund with SEC
BlackRock filed twin SEC prospectuses for a stablecoin reserve vehicle and an on-chain Treasury fund share class, extending its push into tokenized cash management.
Senate panel advances CLARITY Act in bipartisan crypto vote
The Senate Banking Committee voted 15-9 to advance the CLARITY Act, sending a long-debated crypto market-structure bill to the floor and sharpening the fight over how the SEC and CFTC would divide oversight.
