Tag
#U.S. Securities and Exchange Commission
ETF boom exposes how active managers defend higher fees
ETF boom 2026 is forcing active managers to defend higher fees as record passive inflows widen concentration and draw SEC scrutiny.
Circle (CRCL) ARC token sale raises $20.25M at $3bn valuation
Circle ARC token sale raised $20.25 million at a $3 billion valuation, showing how the USDC issuer is funding Arc as stablecoin competition heats up.
SEC probes $100 million options windfall tied to Futu, Tiger
SEC probes a $100 million options windfall tied to China's crackdown on Futu and Tiger Brokers after Susquehanna said it lost more than $70 million.
Hub International IPO filing adds to private-equity exit queue
Hub International IPO filing gives Hellman & Friedman a fresh shot at a sponsor exit, with debt reduction likely central to the US listing pitch.
SEC probes private equity continuation vehicles as exits stall
Private equity continuation vehicles are under SEC scrutiny as managers lean on them to extend exits, raising fresh questions on valuations and conflicts.
Morgan Stanley Ether and Solana ETF fees set at 0.14%
Morgan Stanley Ether and Solana ETF filings set 0.14 per cent fees and add staking, sharpening the race for institutional crypto flows.
SpaceX IPO filing shows $5bn loss and 18,712 bitcoin
SpaceX IPO filing details show 18,712 bitcoin and a $4.937bn 2025 loss, making the listing a crypto balance-sheet test.
SpaceX Google deal: $30bn AI cash-flow test for IPO
SpaceX Google deal gives the IPO a $30bn AI revenue pillar, but cancellation terms make the cash-flow story harder to price.
Fewer SEC cases still leave asset managers exposed
SEC asset managers remain a core enforcement target as case counts fall, leaving advisers exposed on fees, valuations, conflicts and client assets.
Lincoln International IPO raises $421M as US window widens
Lincoln International IPO raised $421 million, offering a fresh test of whether US demand for new listings now reaches beyond marquee tech issuers.
When IPO windows narrow, venture exits move private
Venture exits are shifting into private deals as the IPO market stays selective, changing liquidity, pricing power and timing in 2026.
The SEC is turning adviser cybersecurity into a liability test
SEC Regulation S-P amendments force advisers to prove breach response, vendor oversight and customer notice controls by June 2026.
SEC drops gag rule, reshaping how defendants settle cases
The SEC scrapped its no-deny settlement policy, giving companies and other defendants more room to challenge enforcement claims after cutting a deal.
SEC tokenized-stock plan redraws lines for brokers, exchanges and crypto venues
A proposed SEC framework for tokenized stocks would decide whether on-chain equities stay a back-office tool or become a new battleground between dealers, exchanges and crypto venues.
Adani SEC deal and DOJ retreat narrow legal overhang
An $18 million SEC settlement and a reported DOJ pullback cut one of the Adani group's biggest U.S. risk discounts, even before any court sign-off.
