Tag
#Regulation S-P
Regulation
SEC enforcement falls to 16-year low as Atkins narrows targets
SEC case volume is dropping, but the shift toward fewer, higher-value fraud and disclosure actions may leave issuers and advisers with less guidance, not less risk.
By Tomás Iglesias
Regulation
The SEC is turning adviser cybersecurity into a liability test
SEC Regulation S-P amendments force advisers to prove breach response, vendor oversight and customer notice controls by June 2026.
By Tomás Iglesias
